License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


48 licenses found for Securities, Commodities, and Financial Services Sales Agents in United States.
License Name Licensing Agency State
Securities Broker-Dealer Kansas Department of Insurance
Office of the Kansas Securities Commissioner		 Kansas
Securities Broker-Dealer Michigan Department of Licensing and Regulatory Affairs
Bureau of Corporations, Securities & Commercial		 Michigan
Series 26 - Investment Company Products/Variable Contracts Limited Principal Financial Industry Regulatory Authority (FINRA) Federal Agencies
Series 23 - General Securities Principal—Sales Supervisor Module Financial Industry Regulatory Authority (FINRA) Federal Agencies
Securities Broker - Dealer Department of Financial Institutions Kentucky
SECURITIES – AGENTS Utah Department of Commerece
Utah Division of Securities		 Utah
Broker-Dealer Agent Vermont Department of Finanical Regulation
Securities Division		 Vermont
Securities Broker-Dealers Firms and Agents Minnesota Department of Commerce
Licensing Unit		 Minnesota
Securities Broker Department of Regulatory Agencies
Division of Securities		 Colorado
Securities Salespeople State Auditor's Office Montana
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