License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


50 licenses found for Personal Financial Advisors in United States.
License Name Licensing Agency State
INVESTMENT ADVISOR REPRESENTATIVE Department of Commerce and Insurance
Securities Division		 Tennessee
Investment Adviser Representative Nebraska Dept. of Banking & Finance Nebraska
Investment Advisor Kansas Department of Insurance
Office of the Kansas Securities Commissioner		 Kansas
Investment Adviser Oklahoma Department of Securities Oklahoma
Securities-Investment Adviser Representative Department of Financial Institutions Kentucky
Investment Advisor Maine Department of Professional & Financial Regulation
Office of Professional and Occupational Regulation		 Maine
SECURITIES DEALER/INVESTMENT ADVISOR State Securities Board Texas
Financial Planner Department of Financial Institutions Washington
Investment Advisor Department of Financial Institutions Washington
Investment Advisers Representative New Mexico Regulation & Licensing Department
New Mexico Securities Division		 New Mexico
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