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License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


50 licenses found for Personal Financial Advisors in United States.
License Name Licensing Agency State
INVESTMENT ADVISER/REPRESENTATIVE Securities Division, Office of the Secretary of the Commonwealth Massachusetts
Investment Adviser Representative Nebraska Dept. of Banking & Finance Nebraska
Investment Adviser Oklahoma Department of Securities Oklahoma
Investment Advisor Representative Vermont Department of Finanical Regulation
Securities Division		 Vermont
Securities-Investment Adviser Representative Department of Financial Institutions Kentucky
Investment Adviser Representative NC Department of the Secretary of State
Securities Division		 North Carolina
Investment Broker-Dealer and Related Occupations Alaska Department of Commerce, Community & Economic Development
Division of Banking and Securities
Securities		 Alaska
Licensed Personal Financial Advisor Alabama Securities Commission Alabama
Central Registration Depository (CRD) FL Department of Financial Services Florida
INVESTMENT ADVISOR REPRESENTATIVE Department of Law and Public Safety
Division of Consumer Affairs
Bureau of Securities		 New Jersey
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