License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


50 licenses found for Personal Financial Advisors in United States.
License Name Licensing Agency State
INVESTMENT ADVISOR REPRESENTATIVE Department of Commerce and Insurance
Securities Division
Tennessee
Investment Adviser Nebraska Dept. of Banking & Finance Nebraska
Investment Advisor Arkansas Department of Commerce Arkansas
INVESTMENT ADVISOR REPRESENTATIVE Department of Law and Public Safety
Division of Consumer Affairs
Bureau of Securities
New Jersey
Investment Adviser Representative Oklahoma Department of Securities Oklahoma
Investment Advisor Maine Department of Professional & Financial Regulation
Office of Professional and Occupational Regulation
Maine
Investment Adviser South Dakota Division of Securities South Dakota
Investment Advisers and their Representatives Minnesota Department of Commerce
Licensing Unit
Minnesota
INVESTMENT ADVISOR REPRESENTATIVE Illinois Secretary of State Securities Department Illinois
INVESTMENT ADVISOR WI Dept of Financial Institutions
Division of Securities
Wisconsin
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