License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


50 licenses found for Personal Financial Advisors in United States.
License Name Licensing Agency State
Investment Advisor Kansas Department of Insurance
Office of the Kansas Securities Commissioner		 Kansas
Investment Advisor Representative Arkansas Department of Commerce Arkansas
Investment Advisor Michigan Department of Licensing and Regulatory Affairs
Bureau of Corporations, Securities & Commercial		 Michigan
Investment Adviser Representative Nebraska Dept. of Banking & Finance Nebraska
Investment Adviser NC Department of the Secretary of State
Securities Division		 North Carolina
Investment Adviser South Dakota Division of Securities South Dakota
SECURITIES DEALER/INVESTMENT ADVISOR State Securities Board Texas
Investment Advisers and their Representatives Minnesota Department of Commerce
Licensing Unit		 Minnesota
INVESTMENT ADVISOR WI Dept of Financial Institutions
Division of Securities		 Wisconsin
Investment Adviser Representative Corporation Commission Arizona
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