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License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


50 licenses found for Personal Financial Advisors in United States.
License Name Licensing Agency State
INVESTMENT ADVISOR WI Dept of Financial Institutions
Division of Securities		 Wisconsin
INVESTMENT ADVISOR REPRESENTATIVE WI Dept of Financial Institutions
Division of Securities		 Wisconsin
Investment Advisor Department of Financial Institutions Washington
Securities Sales Agents and Investment Advisor Representatives Idaho Department of Finance Idaho
INVESTMENT ADVISOR REPRESENTATIVE Illinois Secretary of State Securities Department Illinois
Investment Adviser South Dakota Division of Securities South Dakota
Investment Adviser Representative Nebraska Dept. of Banking & Finance Nebraska
INVESTMENT ADVISER/REPRESENTATIVE Securities Division, Office of the Secretary of the Commonwealth Massachusetts
Securities Investment Advisor Department of Revenue and Taxation
Insurance, Securities, Banking and Real Estate Branch		 Guam
INVESTMENT ADVISOR REPRESENTATIVE Department of Law and Public Safety
Division of Consumer Affairs
Bureau of Securities		 New Jersey
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