Occupational license information for Investment Advisor Representative in US | CareerOneStop

Skip to content

your source for career exploration, training & jobs

License Finder

Investment Advisor Representative
License Description	Advises others as to the value of securities, or as to the advisability of investing in, purchasing, or selling securities, or who issues reports concerning securities and is employed by or associated with an investment advisor.
Licensing Agency	Vermont Department of Financial Regulation Securities Division 89 Main Street Montpelier, VT 05620-3101 (802) 828 3420 dfr.securitiesinfo@vermont.gov https://dfr.vermont.gov/industry/securities
Active Status	Active
Continuing Education	No continuing education requirement to maintain license
Criminal Record	Felony convictions prohibited
Education	No educational requirements
Exam	No exam required
License Type	Register with licensing agency
License Updated	09/15/2021
Physical Requirements	No physical requirements

Back to Results

Back Button

Occupational license information is from the Analyst Resource Center (ARC).

Help

For help using the CareerOneStop website:
info@careeronestop.org