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Securites Investment Advisors & Broker Dealers
License Description Securities Investment Advisor and Securities Broker-Dealers must be licensed by the Idaho Department of Finance. Applicants for licensure must: 1.) Submit an application with required documents and fees; 2.) Meet varying capital requirments; 2.) Investment Advisors must deliver an indemnity bond of $10,000 to the Idaho Department of Financ; 3.) Principals must pass an exam. Term: Licenses are renewed annually.
Licensing Agency
Idaho Department of Finance
800 Park Blvd., Suite 200, P.O. Box 83720
Boise, ID 83720-0031
(208) 332 8000
finance@finance.idaho.gov
Active Status Active
Criminal Record No criminal record prohibitions
Exam State exam required
License Type Stand-alone license
License Updated 03/08/2018
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