Occupational license information for Securities Broker in US | CareerOneStop

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Securities Broker
License Description	DESCRIPTION: Person who sells or brokers securities. LICENSE REQUIREMENTS: A Filing fee is required for a broker-dealer license and for each sales representative license. Each applicant must pass the Uniform Securities Agent State Law Examination (Se
Licensing Agency	Department of Regulatory Agencies Division of Securities 1560 Broadway, Ste 900 Denver, CO 80202 (303) 894 2320 dora_SecuritiesWebsite@state.co.us https://securities.colorado.gov/
Active Status	Active
Continuing Education	Continuing education required to maintain license
Education	Specific course required
Exam	Third-party exam required
License Type	Stand-alone license
License Updated	06/15/2023
Physical Requirements	No physical requirements

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Occupational license information is from the Analyst Resource Center (ARC).

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