License Finder

License Finder

Securities Salesman Registration
License Description An individual who represents a dealer in effecting or attempting to effect purchases or sales of securities.
Licensing Agency
NC Department of the Secretary of State
Securities Division
2 South Salisbury St
Raleigh, NC 27601-2903
(919) 814 5500
secdiv@sosnc.gov
Active Status Active
Continuing Education No continuing education requirement to maintain license
Criminal Record Specific type of conviction prohibited
Education No educational requirements
Exam State exam required
License Type Register with licensing agency
License Updated 03/25/2024
Physical Requirements No physical requirements

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