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Securities Broker
License Description DESCRIPTION: Person who sells or brokers securities. LICENSE REQUIREMENTS: A Filing fee is required for a broker-dealer license and for each sales representative license. Each applicant must pass the Uniform Securities Agent State Law Examination (Se
Licensing Agency
Department of Regulatory Agencies
Division of Securities
1560 Broadway Ste 900
Denver, CO 80202
(303) 894 2320
dora_SecuritiesWebsite@state.co.us
Active Status Active
Continuing Education Continuing education required to maintain license
Education Specific course required
Exam Third-party exam required
License Type Stand-alone license
License Updated 05/01/2024
Physical Requirements No physical requirements

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