License Finder

License Finder

Series 26 - Investment Company Products/Variable Contracts Limited Principal
License Description Covered supervisory activities and products include regulatory compliance over sales of the following. ?Mutual funds ?Closed-end funds (initial offering only) ?Variable annuities ?Variable life insurance
Licensing Agency
Financial Industry Regulatory Authority (FINRA)
Active Status Active
Continuing Education Continuing education required to maintain license
Criminal Record Background check required
Education No educational requirements
Exam State exam required
License Type Stand-alone license
License Updated 07/19/2019
Physical Requirements No physical requirements

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