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INVESTMENT ADVISER
License Description
An individual who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or who, for direct or indirect compensation and as part of a regular advisory business, issues or promulgates analysis or reports concerning securities.
Licensing Agency
Illinois Secretary of State Securities Department
Capitol Building, Room 213
Springfield, IL 62756
(217) 782 2256
https://www.ilsos.gov/departments/securities.html
Active Status
Active
License Type
Register with licensing agency
License Updated
09/05/2024
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Occupational license information is from the
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